Dr. Yves Mauchle

Dr. Yves Mauchle

Partner
Baker McKenzie Switzerland AG

Biography

Yves Mauchle is a Partner in Baker McKenzie Switzerland's Corporate Finance department and acts as Co-Head of the Firm's Swiss Capital Markets Practice Group. He joined the Firm in 2011 as a trainee lawyer and rejoined as an associate in 2016. Prior to his return, Yves worked as an associate lecturer and researcher at the University of Zurich in the Research Priority Program "Financial Market Regulation." He was awarded the Professor Walther Hug Prize and the Issekutz Prize for his dissertation in the field of bank insolvencies (resolution). Yves completed a four-month full-time secondment with UBS, further developing his knowledge in the areas of bank regulation and capital markets.

Yves' clients give him "outstanding" reviews and describe him as "very hands-on, pragmatic and knowledgeable", a "really good executor" with "deep technical understanding which he can translate into legal solutions" (Chambers, 2024), as well as "very responsive, astute, trusted and commercial" (Chambers, 2022) and "very competent, knowledgeable and easy to work with" (The Legal 500 Guide, 2020).

Practice Focus

Yves' practice focuses on debt and equity capital markets as well as financial services regulation. He regularly represents issuers and underwriters on capital market transactions such as initial public offerings (IPOs), issuances of global depositary receipts (GDRs), capital increases as well as debt issuances. He also advises domestic and international clients on public takeovers and on compliance with securities laws. Furthermore, Yves represents financial intermediaries on regulatory matters and advises on the particular challenges posed by fintech business models, including applications of the distributed ledger technology (DLT). Yves regularly publishes articles in his fields of practice.

Representative Legal Matters

  • Advised SIX-listed DocMorris on its convertible bonds (including share lending facility and concurrent delta placement), its accelerated bookbuildings (ABBs), its straight bonds and its liability management transactions.
  • Structured the Special Purpose Acquisition Company (SPAC) under Swiss law and advised VT5 Acquisition Company, the first Swiss-listed SPAC, on its initial public offering (IPO) and subsequent De-SPAC transaction acquiring R&S Group.
  • Acted for the issuer, underwriters or depositary bank in each of the four inaugural global depositary receipts (GDR) listings on SIX Swiss Exchange under China-Switzerland Stock Connect (Gem Co., Gotion High-tech Co., Keda Industrial Group Co. and Ningbo Shanshan Co.).
  • Advised UBS Investment Bank, SBI Digital Asset Holdings and DBS Bank on the world's first cross-border repo and natively-issued digital bond fully executed and settled on a public blockchain.
  • Represented SIX-listed DocMorris on the sale of Zur Rose to Medbase.
  • Advised PSP Swiss Property AG on the conversion of its bond portfolio to green bonds.
  • Acted for Skandinaviska Enskilda Banken (SEB) as depositary institution in the IPO of ABB spinoff Acceleron.
  • Advised SIX-listed Swiss Steel Group on all legal aspects of its recapitalization through a rights offering, including negotiations with key shareholders and public takeover clearance. Acted as local and international counsel for Swiss Steel Group on its initial issuance and tap issuance of high-yield bonds.
  • Advised Feintool on its rights offering.
  • Represented banks on the IPO of Aluflexpack.

Professional Honors

  • Up and Coming, Capital Markets, Chambers Global (2024)
  • Up and Coming, Capital Markets, Chambers Europe (ranked since 2023)
  • Rising Star, EMEA Equity Capital Markets, IFLR (2022)
  • Rising Star, Capital Markets – Switzerland, Expert Guides by the Legal Media Group (from 2020)

Professional Associations and Memberships

  • HSG Alumni - Member
  • CEIBS Alumni - Member
  • Zurich Bar Association - Member
  • Swiss Bar Association - Member

Admissions

  • Switzerland (2013)

Education

  • University of Zurich (Dr. iur. / PhD), (summa cum laude, Professor Walther Hug Prize, Issekutz Prize) (2017)
  • University of St. Gallen (M.A. HSG Accounting & Finance) (2015)
  • University of St. Gallen (M.A. HSG Law & Economics) (2012)
  • China Europe International Business School, Shanghai (MBA Exchange Student) (2010)
  • University of St. Gallen (B.A. HSG Law & Economics) (2009)
  • University of Geneva (Certificate in Transnational Law) (2008)

Languages

  • English
  • French
  • German
  • Spanish

Academic Journals and Books