Andrew represents broker-dealers and other financial services clients across a variety of regulatory and enforcement matters. Andrew assists clients on state and federal securities law issues, as well as on compliance with the rules of the Financial Industry Regulatory Authority (FINRA). Additionally, Andrew works with clients on their international and cross-border initiatives.
Andrew has previously assisted clients on securities issuance, reporting and compliance issues, mergers & acquisitions, company formation and corporate governance. Prior to Andrew joining the legal field, he held several business-focused positions within investment banks, broker-dealers, hedge funds and a private equity firm.
In law school, Andrew served as a Fellow at the University of Miami School of Law Investor Rights Clinic and was the Editor-in-Chief of the University of Miami Business Law Review.
- New York~United States (2020)
- Florida~United States (2019)
- University of Miami School of Law (JD, cum laude) (2019)
- University of Miami (MBA) (2006)
- University of Miami (BA, cum laude) (2001)