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The Securities and Futures Commission's "Manager in Charge" regime, which aims to heighten senior management accountability within licensed corporations, will come into effect in less than three months. This briefing recaps on what LCs need to do and by when, in order to ensure compliance with the requirements. If you are an individual who has been, or will be appointed as an MIC under the regime, particularly if you are not already licensed by the SFC, this note will also address some common questions you might have about your new responsibilities.

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