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5 April 2013
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客戶 / 法律通訊
ASIC recently released Consultation Paper 205 Derivative transaction reporting (CP 205) seeking feedback on its proposals to implement a derivative transaction reporting regime under Part 7.5A of the Corporations Act 2001 (Cth). To improve transparency, mitigate systemic risk and protect against market abuse, the G20 nations have agreed that all OTC derivative transactions should be reported to derivative trade repositories.
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March 2013
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新聞信
The newsletter's ninth edition features key regulatory developments in Australia, Hong Kong, Indonesia, Singapore and the Philippines in the first quarter of 2013.
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19 February 2013
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客戶 / 法律通訊
Consultation on when and how the Financial Conduct Authority (FCA) may make temporary product intervention rules for regulating retail financial services has commenced.
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15 February 2013
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客戶 / 法律通訊
The Australian Securities and Investments Commission (ASIC) has released final guidance for two aspects of the Future of Financial Advice (FOFA) reforms, with a key focus on ensuring retail clients receive reliable advice about financial products.
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1 February 2013
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客戶 / 法律通訊
The International Organisation of Securities Commissions (IOSCO) has developed a set of key principles for intermediaries distributing complex financial products, with the aim of improving protections for both retail and non-retail customers.
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